西安招聘

Job Description
The Wholesale KYC Operation (WKO) team is a global team with locations in major locations such as New York, Delaware, London, Bournemouth, Hong Kong, Singapore and China. The team owns the end to end onboarding and periodic record renewals process which involves working closely with internal stakeholders to serve as a single point. The team functions in close partnership with Sales, Operations, Credit, Legal and Compliance to ensure efficient and timely on boarding/record renewal. WKO plays a critical role in introducing new clients to our organization as well as ensuring full due diligence is done with respect to new and existing relationships. This team is responsible for the enforcement of controls associated with Know Your Client (KYC) and Anti Money Laundering (AML) regulatory requirements.

The role will consolidate the KYC profile and will ensure that all KYC and AML policies are adhered to and will be responsible for conducting reviews of client’s documentation stored in internal repositories and publicly available information, initiating the necessary screening against relevant search engines and sanction lists and communicate any additional deficiencies back to the business.

Responsibilities:
? Manage and complete the migration project tasks in a timely manner with high quality.
? Reviews KYC records submitted by KYC Analyst for accuracy / completeness / compliance with AML, Local and Corporate Due Diligence requirements.
? Review and validate documents supporting evidence to the KYC record in the system.
? Support the ad-hoc tasks assigned by Manager.
? Work with teammates to prioritize the BOW and ensure the project delivery.
? Calls and respective escalation of issues, prioritization of closures by risk and due date.
? General understanding of and execute AML (Anti money laundering) policies and internal procedures, in accordance with local and global principles. Study of legal and commercial documents, in order to understand client′s activity, structure, and risk associated.
? Ensure Standard Operating Procedures are updated reflecting the latest procedures.
? Prepare data or reports as required by regulatory and senior management needs related to clients.
Requirements:
? Fluent in written and spoken English and Mandarin.
? University graduate with minimum 1-2 years relevant banking experience.
? Strong interpersonal skills, ability to partner with internal stakeholders, influencing and negotiating effectively with business heads and senior managers.
? Basic knowledge on KYC / client onboarding, familiar with corporate and regulatory developments on AML.
? Skills on Excel/Micros is a plus.

微信分享