西安招聘

Job Description:
?       KYC work for CC-CI Shanghai
?       KYC work consists of New Client KYC, KYC Regular Reviews and KYC Special Reviews

Key activities
?       External communication with customers, including but not limited to company certificates and IDs collection and verification
?       Internal communication with Group RM and GS BO for group org-chart, including Handelsregister, shareholder list
?       Risk assessment, including screening, scoring, business scope analysis
?       Internal form preparation, request raise via system and sign offs, internal monitoring and control.
?       Advising clients on KYC reviews
?       Monitoring the deadlines of KYC reviews and preparing statistics
?       Check of the relevance, correctness and completeness of the documents required for customers’ KYC reviews
?       A preliminary risk assessment and evaluation with the KYC scoring tool
?       Collection and verification of documents on beneficial owners according to the Banks requirements
?       External confirmation of the information on clients’ beneficial owners according to the Banks requirements
?       Preparation of the full package of KYC documents and input in AOP
?       Communication with Compliance Department regarding KYC matters
?       Translation of Chinese language documents into English
?       Using the own competence in a responsible manner for the benefit of the bank
?       Acting in accordance to the banks regulations and principles.
?       Any other activities assigned by the RM or the HoID

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