天津招聘

Position: Compliance Manager, Retail Banking, Compliance of HQ
Grade: AVP

Responsibility

• Reporting to, and assisting the Head of Retail Compliance Team in the following:
  向零售合规业务主管汇报并协助以下工作事项：
• Provide retail banking Compliance advisory to the Bank, including PFS and Branches. This involves:-
  向银行个人理财业务部及各分行提供零售业务合规咨询，包括
• Researching applicable laws and regulations and/or regulatory notices.
  收集整理适用的法规、条例以及监管通知
• Responding to queries from PFS Division or other Divisions and branches.
  答复来自个人理财业务部或其他部门及分行的相关疑问
• Coaching and reviewing the advisory prepared by junior Compliance Officers within the Retail Compliance Team.
  指导及复核零售合规业务合规员提供的合规咨询意见
• Design and carry out a retail banking Compliance training program for the Bank.
  设计并提供零售业务合规培训
• Design, plan, execute and monitor the Compliance review & testing of the Bank's retail banking businesses and activities.
  准备、计划、执行并监测银行零售业务合规检查与测试工作
• Review regulatory reports and internal Management reports on PFS related.
  审核零售业务相关合规监管报告及内部管理报告
• Develop the competency of the Retail Compliance Team Officers in order to build bench depth.
  发展提高零售合规业务人员的能力资质以提高整体业务水平与深度
• Manage regulatory relationships on retail banking matters.
  维护和监管部门之间就零售业务的沟通和联系
• Carry out special projects as assigned by Head of Retail Compliance, or the Country Head of Compliance.
  执行中国区合规部门主管或零售合规业务主管所指定的特别项目
  

Requirement

• Bachelor Degree, minimum over 7 years working experiences in banking compliance
• Familiar with PRC banking regulations / rules and local AML requirements
• Good relationship with local regulators, CBRC, SAFE, PBOC
• Strong interpersonal and team skills
• Excellent written and oral communication skills in English and Mandarin
  

Please submit CV to China.recruitment@uobgroup.com and cc to Shanghai.recruitment@uobgroup.com

大華銀行集團於1992年1月在台灣成立辦事處，繼3年後1995年8月28日正式升級為分行。有鑒於台灣金融業的不斷國際化及自由化，我們在2001年4月2日也開始辦理國際境外金融（OBU）的業務。

大華銀行台北分行擁有一般正規銀行的執照，可提供客戶全方位的金融服務，我們不僅提供傳統的匯款與貿易服務，同時亦承做企業授信、商業融資、即期暨遠期外匯等財務金融交易。

大華銀行集團擁有卓越之國際聲譽，所以我們所針對的客戶是一般有跨國界金融服務需求的企業。

本行經多年來的努力，已成功建立了一群本地與國際的客戶。我們深信本行在與其他分支機構的合作下(尤其是大中華地區)，當能實現本集團之***使命：『發展成為亞洲太平洋區域的主要銀行，承諾為客戶提供優質產品與最完善的服務』。