深圳招聘

Scope Of Role:

• contribute to the effective management of risks across the branch through the branch Manco forum.
• Ensure the bank is in conformity with industry-specific laws and regulations in letter and spirit, thereby helping to maintain the bank's reputation.
• Ensure the effectiveness of the Group's management of Compliance and Regulatory Risk issues by taking branch responsibility and leadership for compliance & Regulatory Risk.
• Ensure compliance with applicable laws, regulations, internal policies, procedures and codes by establishing and maintaining frameworks within branch.

Key Responsibilities/Challenges:

• Proactive, trusted adviser on the application of laws, regulations and group policies.
• Assess the compliance risks of proposed new products/services in the branch prior to launch.
• Active compliance supervision to ensure that the branch is aware of, and observes both general and specific laws and regulations that apply to their business activities.
• Fulfilling specific statutory responsibilities.
• Deliver compliance guidance and education programs
• Disseminating new and revised local regulations, policies and standards
• Compile external/internal reports

Selection Criteria:

• Thorough knowledge of banking products and services.
• Sound knowledge of local regulatory requirements, local banking practices and requirements.
• Strong local regulatory relationship management skills will be an advantage.
• Strong analytical skills and able to present ideas clearly and in a persuasive manner. Meticulous, risk conscious and possesses logical thinking skills.
• Good judgment enabling the provision of sound advice in difficult areas of law, regulations and practice and the proactive management of compliance and regulatory risk.
• Personal authority, integrity and ethics.
• An inquisitive approach to practices, procedures and specific transactions.
• Independence, robustness and resilience.
• Sharp business acumen, including the ability to assess risk.

锡科斯集团(SilverCourse Group) 公司网站：*************************
*成立于1999年，是大中华地区代表性金融中高阶人才寻觅机构,专注为银行、保险、基金、证券...等金融业客户寻觅专业人才。
*总部设于上海陆家嘴金融中心，营业据点包含：多伦多、上海、北京、台北、深圳、广州、成都、大连…等城市。
*快速满足客户需求，提供专业、快速、精准、高性价比的服务
*协助客户完善人力资本，协助人才完善职涯规划
竞争优势
*专注金融行业中高级人才寻觅
*优良的品牌形象
*先进的招聘系统平台
*丰富的客户及人才资源
*坚强的顾问团队
*众多的营业据点
企业文化
*专注、专业、创新、团队合作
*勇于拼搏的创业家精神
*绿色企业：力行俭朴，节能环保，爱护地球
*善尽社会责任，经营有成，回馈社会