Wealth & Operational Risk Governance
大华银行(中国)有限公司
- 公司性质:外资(非欧美)
- 公司行业:银行
职位信息
- 发布日期:2019-05-10
- 工作地点:上海-浦东新区
- 招聘人数:若干人
- 工作经验:10年以上经验
- 学历要求:本科
- 职位月薪:1.5千以下/月
- 职位类别:风险控制
职位描述
This role sits in Retail Business line to fulfill wealth management governance associated responsibilities. The job candidates are expected to have robust wealth management experience, especially in product approval, product annual review, wealth related regulatory requirement implementation. On the side, familiarity of operational risk control framework on Retail business is a bonus.
Wealth business governance
Review product papers, including product provider DD, new product paper, and annual review paper.
Be responsible for PFS product approval guidelines.
Prepare Wealth Governance Committee meeting.
Study new wealth regulatory policies and liaise with product to perform gap analysis, design implementation plan, monitor implementation progress.
Monitor entire wealth portfolio healthy status, proactively raise suggestions or risk control proposals on potential issues.
Review wealth product related procedures/process.
Composing wealth governance related regulatory report
Operational risk governance
Design PFS internal control framework and perform PFS operational risk control testing
Closely work with ORM on risk/fraud incidents, and anti-fraud (案防) activities.
Be responsible for PFS BCP/BIA policy and process
Be responsible for PFS product approval guidelines.
Prepare Wealth Governance Committee meeting.
Study new wealth regulatory policies and liaise with product to perform gap analysis, design implementation plan, monitor implementation progress.
To be successful in this role, you will ideally bring the followings
10 years of overall experience in financial institution with at least 5 years of relevant wealth governance expertise in a commercial bank.
Abundant retail wealth product knowledge
Bachelor degree or above from a reputable education institution
English CET6 or equivalent
Good command in MS Office
Excellent commutation skills
Positive attitude with vigilant risk awareness
职能类别: 风险控制
公司介绍
大華銀行台北分行擁有一般正規銀行的執照,可提供客戶全方位的金融服務,我們不僅提供傳統的匯款與貿易服務,同時亦承做企業授信、商業融資、即期暨遠期外匯等財務金融交易。
大華銀行集團擁有卓越之國際聲譽,所以我們所針對的客戶是一般有跨國界金融服務需求的企業。
本行經多年來的努力,已成功建立了一群本地與國際的客戶。我們深信本行在與其他分支機構的合作下(尤其是大中華地區),當能實現本集團之***使命:『發展成為亞洲太平洋區域的主要銀行,承諾為客戶提供優質產品與最完善的服務』。
联系方式
- Email:shanghai.recruitment@uobgroup.com