深圳招聘

职位描述：

Major Responsibilities :

· Support the Country Head of AMLi in the oversight and coordination of the investigation of cases according to a scope of work agreed with the Country Head.

· Conduct day-to-day operations of local AML Investigations, including managing IRIS Reportable Events, co-ordinating AML Investigations, Investigation Exchange, and ad hoc requests of Country Head of AML and Country Head of AML Investigations.

· Draft, review and issue investigation reports, including root cause analysis and agreed recommendations for change with relevant risk type owners. Responsible for ensuring Level 2 Case analysis is complete and compliant.

· Escalate any potentially significant issues found during the course of an investigation to relevant internal stakeholders, including the local FIU, FCI, GIIG, Sanctions, CSEM etc.

· Conduct risk analysis based on the AML MI data provided by Lines of Business (LoB’s) and relevant stakeholders to mitigate identified risks, track recommendations and agreed actions, including client exits, to ensure completion.

· Undertake local ad hoc projects, reviews and monitoring as requested by the Country Head of AML Investigation.

· Coordinate and facilitate information exchange, team work and efficiency of the Country AML Investigations as part of the wider FCC programme.

· Responsible for escalating to Local Lines of Business AML Compliance Offices information about Thematic Lines of Business Compliance weaknesses or failures identified during the course of investigation.

· Responsible for performing quality control reviews of Completed transaction monitoring L2 cases, completed UAR L2 cases, and L3 AML Investigations

· Responsible for determining whether L2 cases are conducted to an appropriate standard and L3 investigations identify suspicious activity.

· Responsible for identifying cases / investigations for escalation to FCI, GIIG, AB&C, Global Sanctions and Investigations Exchange, taking care to evaluate appropriately, against relevant escalation criteria

· Refer cases (if appropriate) to FIU and Customer Selection Secretariats.

· Ensure cases requiring IRIS reporting are escalated via that IRIS.

· Process a proportionate number of Level 2 TM or UAR cases and AML Level 3 Investigations to agreed procedural QC standards required and within agreed service levels

· Support the Country AML Office or Country Head of AML in the implementation and ongoing governance of the AML function.

· Prepare analysis to support the setting of the Country AML Plan. Monitor the execution of the Country AML Plan and manage BAU projects for AML (when not led by Change)

· Prepare dispensation and variance logs required for AML Governance, articulating mitigating controls to the relevant stakeholders. For dispensations, track and monitor that action plans are adhered to by LoBs/ Country, in accordance with the terms of the approval.

· On release of policy changes/models etc., support the Country AML office in the execution of document addenda, dispensation, variances, breaches, completion of gap analysis and oversee local implementation

· Support the Country AML Office in the periodic review of policies, procedures and delegated authorities within AML

· Support the Country AML Office in ensuring that the local AML is structured in accordance with the Global AML TOM and adequately resourced

· Ensure local issues are escalated to Regional AML and within the country managed to closure

· Coordinate and manage country level responses and actions for AML Audits, CMT and Assurance reviews, EWRA etc, tracking progress of AML owned corrective actions at country level.

· Support preparation for monitor requests, regulatory visits and other senior management reporting requirements

· Perform ongoing analysis of the Country AML MI to provide a strategic appraisal of emerging trends, issues. Assist and support analysis and research work (where required) on emerging risk trends. Work with Country/Regional MI & DG to provide AML risk data input to recurrent and ad-hoc communications, reports and frameworks for the AML function and other interested parties

· Assist in the preparation of the Country AML ExCo pack

· Assist and support drafting of the Country MLRO report.

· Work with the CRAO, CAMLO and RAMLO in establishing and monitoring the AML Budget and Blueprint, at the direction of the Country Head of AML.

Incumbent Requirements :

· Experience of working in large and global banks, ideally in a Compliance role

· Proficient knowledge of FCC/AML regulations and guidance. Good understanding of international AML regulatory regime.

· Strong oral and written communication; fluent English ability, both oral and in written. Proficient in Microsoft Office

· Working experience in the banking industry over 8 years, which AML working experience over 5 year is preferred.

· Good analytical, lateral thinking skills, with ability to identify links between programmes of work.

· Excellent communicator with good inter-personal and influencing skills. Personable and able to build excellent rapport within team.

Ability to identify key issues and multi-task under tight deadlines. Lateral thinker with an ability to interpret and solve complex issues.

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恒生银行（中国）有限公司于2007年5月成立，为恒生银行全资附属公司，业务覆盖至珠三角、长三角及环渤海区域，同时辐射中西部地区。目前在内地20个城市设有分支行（包括北京、上海、广州、深圳、福州、南京、东莞、杭州、宁波、天津、昆明、厦门、成都、济南、佛山、中山、惠州、珠海、江门及汕头）。恒生银行的成功有赖于一群勤奋进取的员工为客户提供优质及专业的服务。员工乃本行最宝贵的资产，所以我们格外珍惜每一位员工及重视他们的个人职业发展。

恒生银行价值观是指：

 我们尊重差异
发掘不同观点
 
 我们携手共赢
不分彼此，密切合作
 
 我们勇于承担
恪尽职守，放眼未来
 
 我们全力以赴
稳步前行，把握机遇


如果您正在寻求一个多元化和富有挑战性的职业发展机会，如果您认可恒生银行的价值观，欢迎马上加入我们的行列，一起发展您的事业，开拓未来。具体招聘信息请登陆51JOB查看,或发简历至邮箱 HACNRECRUITER@HANGSENG.COM

请您在向我们提供个人信息前仔细阅读《职位申请人及非职员工作人员个人信息保护政策》。
 
Established on 28 May 2007, our wholly owned subsidiary Hang Seng Bank (China) Limited operates a mainland China network of outlets in Beijing, Shanghai, Guangzhou, Shenzhen, Fuzhou, Nanjing, Dongguan, Hangzhou, Ningbo, Tianjin, Kunming, Xiamen, Chengdu, Jinan, Foshan, Zhongshan, Huizhou, Zhuhai, Jiangmen and Shantou.Our most treasured asset is our employees and that's why we care about their success as much as they do.

The value of Hang Seng Bank is:

We value difference
Seeking out different perspectives
 
We succeed together
Collaborating across boundaries
 
We take responsibility
Holding ourselves accountable and taking the long view
 
We get it done
Moving at pace and making things happen


If you are seeking a dynamic and challenging career, if you recognize bank's value, invest in your future by joining the Bank that will invest in you. Please login 51JOB website to seek more detail information, or you can send your latest cv to mailbox: HACNRECRUITER@HANGSENG.COM

英文版：To apply for a position in the Hang Seng Mainland China, all applicants or staff of third party vendors must read and acknowledge the following Personal Information Protection Policy for Job Applicant and Third Party Vendor's Staff carefully.
 
中文版：《职位申请人及非职员工作人员个人信息保护政策》适用于恒生中国的职位申请人及为我们提供服务的第三方工作人员。请您在向我们提供个人信息前仔细阅读本政策。