上海招聘

Responsibility:

• 及时组织处理金融机构各项申报要求，包括但不限于CRS\FATCA\经济实质\AML\CSSF\KYC\ Periodic Review \ Annual Renewal等；并妥善保管相关记录；

• 协助落实海外各项公司监管、合规管理的工作要求，及时评估法律、法规和准则以及监管政策和公司规章制度变化对业务合规的影响，协助完善部门制度和相关操作流程。

• 日常投融资文件、协议合同等审阅并发表初步意见；

• 负责合规信息更新、配合重大业务决策进行合规性审查并且发表意见。

• 与公司业务线保持紧密沟通，为业务拓展提供合规支持和管控。

• 与外部法律、税务等顾问团队保持良好沟通。

• 协助处理与公司合规、风险公司相关的其他事务。

• Organize and deal with the reporting requirements of financial institutions in a timely manner, including but not limited to CRS \ FATCA \ Economic Substance \ AML \ CSSF \ KYC \  Periodic Review \ Annual Renewal, etc.; and keep relevant records properly;

• Assist to execute on the compliance strategy, in order to drive adherence to compliance requirements and to minimize company risk in its operations

• Proactively understanding evolving compliance requirements to ensure that all compliance procedures are applied in accordance with regulations and law

• Act as the central point of contact for any financial reporting related queries for all internal and external parties (investment managers, outside legal counsel, tax advisor etc.)

• Supporting in the continuous development of processes & controls within the team. 

• Maintain close relations with business and provide business with compliance support and control

• Responsible for compliance review, compliance training, and manage all compliance records in accordance with recordkeeping requirements

• Support compliance investigations and assist in compliance-related audits by internal/external audit teams

• Review projects through thoughtful analysis and provide appropriate feedback for Management

   

• Requirements:

• 2年及以上金融行业从业经历，优先考虑律所、法务、审计、秘书公司、基金内控等相关工作经验。

• 本科及以上学历，法律，金融，经济等相关专业。有司考证及证券从业资格证书优先。

• 熟悉中国公司法、证券法，了解主要国家基本金融监管政策法规, 具有较强的沟通协调能力和逻辑思维能力，团队合作精神，责任心强。

• 熟悉各种金融市场及主要工具。

• 中英文流利。

  Qualifications

• Bachelor’s degree in one of the following: Finance/Accounting /Law preferred

• Fluent in Chinese and English both verbally and in writing

• Minimum of two years of experience in financial reporting or auditing

• Familiar with regulations  and business laws, as well as different types of financial markets and financial products

• Excellent communication skills to work with team

• Disciplined in the following of departmental procedures in order to meet deadlines. 

我公司是一家主要从事PE股权投资业务及管理的机构。公司创立于2008年，拥有强大的股东背景。公司依托股东的强大资源优势，秉承“价值投资，品质投资，科学投资和长期投资”的投资理念，关注寻找新能源、环保节能、生物医药、文化创意产业、新材料、现代服务业等行业的初创期及发展期项目进行投资，致力于发展成为本土投资行业的优秀一员。