上海招聘

Role Overview:

Interactive Brokers seeks a Client Outreach Associate - Surveillance that is hard working, detail-oriented, careful and a problem solver. This Associate will review and analyses trading activity of the firm’s customers to identify potential breaches of market conduct rules. This role requires high energy and the ability to learn new skills in a dynamic environment.

Firm Profile:

Interactive Brokers Group, Inc. (NASDAQ: IBKR); is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our clients have access to more than 125 market centres from a single account. We are the lowest cost provider of brokerage services and the largest U.S. electronic broker based on daily average revenue trades executing over 797,00 trades per day. Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.

Responsibilities:

The role has regional responsibility and will involve:

• Communicate and outreach to clients on monitoring and surveillance related matters.
• Staying up to date with changes in market conduct regulations,
• Staying up to date with APAC and international developments in relevant areas of regulations and law.

Required Qualifications and Skills:

• Fluency in English and Mandarin (both written and spoken) is essential.
• Background in customer trading surveillance preferred;
• Good communication skills, customer service experience is preferred;
• Good quantitative, analytical and problem-solving skills.
• Solid academic background with relevant qualifications;
• Familiarity with exchange rules, rules governing trading conduct.
• Have a “can do” attitude and willingness to learn.
• Good organizational skills with the ability to multi-task, prioritize and work with minimal supervision
• High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems or an ability to develop this rapidly.

盈透证券（以下简称“IB”) 集团作为经纪交易商已有40年。我们的综合股本资产总值已超过60亿美元。
IB在全球100多个市场中心进行经纪/交易和自营交易的操作。在经纪代理业务中，IB为机构和专业的交易人员提供种类繁多的电子交易产品的电子（在线）交易执行和结算服务。这些电子交易产品包括全球股票、期权、期货、外汇、债券、差价合约和基金。目前，IB及其附属公司每天大约执行1,000,000宗交易。

IB公司总部设在Greenwich Connecticut（美国康涅狄格州的格林威治），公司在中国上海，美国、瑞士、加拿大、中国香港、英国、澳大利亚、匈牙利、俄国、日本、印度和爱沙尼亚的员工共1100名左右。IB受SEC（美国证券交易监督委员会）、FINRA（金融行业规范权威）、NYSE（纽约股票交易所）、FSA（英国金融服务局）和世界其他监管代理的监管。

Interactive Brokers Group, Inc.'s founding member has completed its 40th year as a Broker Dealer with consolidated equity capital of more than 6 billion USD.
Interactive Brokers conducts its broker/dealer and proprietary trading businesses on over 100 market destinations worldwide. In its broker dealer agency business, IB provides direct access ("on line") trade execution and clearing services to institutional and professional traders for a wide variety of electronically traded products including stocks, options, futures, forex, bonds, CFDs and funds worldwide. Interactive Brokers Group and its affiliates execute nearly 1,000,000 trades per day.
Interactive Brokers' headquarters are in Greenwich Connecticut, and it has approximately 1100 employees in its offices in the Shanghai, USA, Switzerland, Canada, Hong Kong of China, UK, Australia, Hungary, Russia, Japan, India and Estonia. IB is regulated by the SEC, FINRA, NYSE, FSA and other regulatory agencies around the world.