上海招聘

MAIN PURPOSE OF THE JOB:

This role is responsible for ensuring full due diligence is done with respect to new and existing relationships and the enforcement of controls associated with Know Your Client (KYC) and Anti Money Laundering (AML) regulatory requirements.

KEY RESPONSIBILITIES AND DUTIES:

• Check and verify KYC performed by the respective Business Units in client onboarding and KYC periodical review process, ensuring KYC documentation and information collected from clients or reliable third parties and searches performed are in compliance with all regulatory, statutory and internal requirements.

• Assess the relevance and completeness of information supplied by the Front Office for client onboarding and provide guidance to Business Lines on KYC requirements

• Validate the customer/counterparty in accordance with the KYC assessment, indicating appropriate roles and restrictions, as necessary

• Analyze and form an opinion on a) the acceptability of the customer/counterparty, b) completeness of the KYC file and c) compliance with internal policy and external regulatory requirements.

• Present the file and KYC analysis to Compliance for review/approval when required, highlighting material risks or concerns as well as any exceptions or missing information based on internal policy or external regulatory requirements.

• Conduct periodical KYC reviews based on designated portfolios in cooperation with Business Lines, and other relevant support functions.

• Determine appropriate methodology and due diligence approach and information required to verify the identity of the customer and relevant third parties based on global policy and local regulatory requirements.

• Update KYC procedures according to the prevailing regulations and policies

• Other tasks assigned by line manager

  Qualifications

• Ability to examine in detail and understand the structure of a financial transaction, understanding of key issues in relation to AML risk, ability to identify relevant sources of information

• Familiarity with China AML/KYC regulatory and compliance issues particularly in the banking and investments sectors, to ensure our KYC standard is compliant with local regulatory requirements

• Ability to work independently and proactively manage relationships with the local Business Lines

• Ability to assess appropriate practical guidance and solutions to onboarding issues

• Good analytical and problem-solving skills

• Fluent in written and spoken English

• Good interpersonal and communication skills, reactivity, sense of service, anticipation and flexibility are essential requirements in this service function

• The position requires effectiveness, team spirit and an ability to work in a fast-paced and demanding environment as well as a strong interest in financial markets and banking activities

• At least 5-year working experience in a financial institution, focus on performing client due diligence/AML/KYC assessments for corporate and institutional customers. Candidates with experience in evaluating higher risk files will be prioritized.
  

About us

We are a strong pan-European Group with a simple commercial banking model and a fully plugged in Corporate & Investment Bank, delivering our unique Western, Central and Eastern European network to our extensive client franchise.
We offer local expertise as well as international reach. We accompany and support our 25 million clients globally, providing them with unparalleled access to our leading banks in 14 core markets as well as to an another 18 countries worldwide.
Our European banking network includes Italy, Germany, Austria, Bosnia and Herzegovina, Bulgaria, Croatia, Czech Republic, Hungary, Romania, Russia, Slovakia, Slovenia, Serbia and Turkey.
Our strategic position in Western and Central and Eastern Europe enables us to command one of highest market shares in the region.
While our brand is recognizable all over Europe, we have preserved the highly valuable local brands of banks that we acquired to form our Group.

Specialties

Banking Services, Investment Banking, Financial Services, Corporate Banking, Retail Banking, Asset Management, Financial, and Private Banking

Headquarters
    Milano, MI

Company Size
    10,001+ employees

Website
    http://www.unicreditgroup.eu

Industry
    Banking

Type
    Public Company

Due to its business development, a large European bank with a worldwide branch network and a strong presence in China is now seeking for a qualified candidate for the position.
一家分支机构遍及全球的欧洲银行，现由于业务发展需要，其上海分行诚邀所述职位的候选人加盟。

To successful candidate, we will provide attractive packages and opportunities in career development. If you are interested, please send your resume both in English and Chinese to us.