上海招聘

POSITION (GJM Band title): Compliance officer (Band 2 - Senior Associate)

 

Hierachical Reporting Line: Head of Compliance & AML Shanghai

 

SUPERVISING: N/A

 

FUNCTION: Compliance & AML Shanghai

 

Main Purpose of the Job:

Responsible for the general Compliance management including local regulatory Compliance and group regulatory requriements. Ensures the correct interpretation of law and regulations, issuing the Compliance policies and guidelines. Ensures conflict of interest management. Performs preventive analysis and evaluation from the Compliance standpoint of products and processes, identifying, evaluating and monitoring Compliance risks to prevent economic, reputational and business losses.

 

KEY RESPONSIBILITIES AND DUTIES :

 

• be responsible for preparing and sending relevant regulatory reports (internal and external) timely and accurately;

   

• respond to non-standard requests of business and authorities, based on information available and gathered from investigation of the facts;

   

• plan and manage the annual Risk Identification & Risk Assessment activities;

 

• ensure the branch comply with relevant regulations/policies;

   

• liaise with local regulators, follow up and evaluate whether the supervisory views and requirements have been fulfilled;

   

• collect, monitor and analyze change in laws and regulations so as to formulate and maintain appropriate levels of effective risk control;

 

• perform Compliance second level controls as assigned  including the monitoring of remediation actions for identified Compliance findings;

   

• assist to oversee the management and remediation of Audit and Regulatory findings related to Compliance topics, to ensure timely closure by agreed deadlines;

   

• implement all new or outstanding Compliance Policies, in line with existing procedures;

   

• assist to prepare the annual Compliance Plan, including training requirements on key Compliance matters, in alignment with the overall Group Compliance Plan and monitoring it;

   

• any other tasks assigned by head of Compliance & AML Shanghai.

   

   

Required Qualifications:

 

• Around 8-10 years experience as Compliance Professional in the PRC

• Working knowledge in local banking laws,  SAFE, CBIRC & PBOC regulations and general compliance topics

• Sound product knowledge -  GTB especially Trade Finance, E-Banking , derivatives (FX and IRS), structured products and repos

About us

We are a strong pan-European Group with a simple commercial banking model and a fully plugged in Corporate & Investment Bank, delivering our unique Western, Central and Eastern European network to our extensive client franchise.
We offer local expertise as well as international reach. We accompany and support our 25 million clients globally, providing them with unparalleled access to our leading banks in 14 core markets as well as to an another 18 countries worldwide.
Our European banking network includes Italy, Germany, Austria, Bosnia and Herzegovina, Bulgaria, Croatia, Czech Republic, Hungary, Romania, Russia, Slovakia, Slovenia, Serbia and Turkey.
Our strategic position in Western and Central and Eastern Europe enables us to command one of highest market shares in the region.
While our brand is recognizable all over Europe, we have preserved the highly valuable local brands of banks that we acquired to form our Group.

Specialties

Banking Services, Investment Banking, Financial Services, Corporate Banking, Retail Banking, Asset Management, Financial, and Private Banking

Headquarters
    Milano, MI

Company Size
    10,001+ employees

Website
    http://www.unicreditgroup.eu

Industry
    Banking

Type
    Public Company

Due to its business development, a large European bank with a worldwide branch network and a strong presence in China is now seeking for a qualified candidate for the position.
一家分支机构遍及全球的欧洲银行，现由于业务发展需要，其上海分行诚邀所述职位的候选人加盟。

To successful candidate, we will provide attractive packages and opportunities in career development. If you are interested, please send your resume both in English and Chinese to us.