Operational Risk Management(Alyst-Snr Assoc, CBG)
星展银行(中国)有限公司上海分行
- 公司规模:500-1000人
- 公司性质:外资(非欧美)
- 公司行业:银行
职位信息
- 发布日期:2019-05-16
- 工作地点:上海
- 招聘人数:若干人
- 工作经验:5-7年经验
- 学历要求:本科
- 职位类别:风险控制
职位描述
Job Responsibilities:
- To assist VP CBG Business Process and Operational Risk Management in enhancing the ability of Consumer Banking Group (CBG) to identify, assess, monitor, manage and report operational risks through a systematic framework and methodology for operational risk management that is in line with bank risk governance set out by Risk Management Group (RMG) and regional ORM function.
- Ensure ORM policies/tools are applied consistently and timely across CBG departments. Where relevant, develop unit specific requirements to operationalize group policies/standards.
- Analyse results of the ORM tools and ensure timely and accurate reporting of key information - exceptions/trends, issues and action plans
- Maintain updated database for tracking of progress of issues/action plans
- Ensure smooth co-ordination of initiatives to promote risk and control awareness.
- Ensure smooth co-ordination of self-inspection task to meet internal & external requirement
- Ensure CBG’s business continuity management rating is Green.
- Ensure that ORM plan/tools are applied consistently and timely across CBG departments, including control guidelines and procedures that are in line with RMG’s operational risk governance framework and corporate policies/standards.
- Analyse results of the ORM tools and ensure timely and accurate reporting of key information – exceptions/trends, issues and action plans
- Facilitate timely completion of Risk Control Self-Assessment within CBG for identifying and assessing risk.
- Develop, collate, analyse, track and report CBG Unit-specific Key Risk Indicators (KRIs) that supplement the firm-wide KRIs, ensuring action plans are established to address issues.
- Conduct review of new product approval process and outsourcing risk arrangement which either originate from CBG departments or have an impact on CBG.
- Ensure that post-implementation review is properly completed for new product launching and outsourcing arrangement sign-offs.
- Review risk event reporting and management, and co-ordinating regulatory self-inspections within CBG.
- Analyse and report CBG’s operational risk profile to unit management periodically, with proposed action plans to address issues.
- Escalate significant issues to unit management/ RMG.
- Track progress of issues/action plans arising from control self-assessment, risk events, KRI, regulatory inspections or other inspections/sources and alert management of potential/actual past due issues.
- Ensure CBG’s business continuity readiness. Perform as CBG BCP manager, to be responsible for all routine BCP related issues, including yearly BCP update, exercise handling as well as year-end attestation.
- Enhance awareness of operational risk and control including briefings and sharing of best practices.
- Ensure completion of mandatory training by all CBG staff.
- Perform as Anti-Money Laundering Champion to facilitate the implementation of AML policy, inspection and other activity.
- Perform as User Developed/Managed Application (UDMA) coordinator to conduct review existing UDMA inventory list and facilitate application.
- Assistant CBG UORM for Regulatory inspection and reporting
- Ensure effective governance on key legislations of AML/CDD and FATCA/CRS
- Perform monthly CBG GLAO to ensure no Financial break unclaimed.
Job Requirements:
- At least 4-6 years experience in consumer banking, operation management / risk control related exposure is preferred. In-depth knowledge of banking business operations, processes, products and services.
- Bachelor or above degree holder
- Strong interpersonal and leadership skills
- Strong communication, influencing, presentation and project management skills
- Excellent planning, organizing and analytical skill along with good judgment
- Strong self-motivation and ability to work independently and under pressure
- Excellent in both written and spoken English and Mandarin
- Good project management skills in planning
- Strong problem solving and analytical skills
- Proficiency in MS Office software
- Knowledge in legal/compliance knowledge will be an advantage
职能类别: 风险控制
公司介绍
星展银行(中国)有限公司(星展中国)是亚洲领先的金融机构星展银行的子公司。星展银行前身为新加坡发展银行,于1993在北京设立驻华办事处,并于2007年5月成为在中国本土注册外资法人银行,是新加坡银行中的***家,也是外资银行中首批之一。自此,星展中国分支行网络和业务高速发展,目前共有12家分行和23家支行,员工人数有1900余人。星展中国的业务重点为企业银行以及财富管理。
中国是星展银行的重点市场之一。星展中国的产品和服务获国内外媒体、官方机构广泛认可,获《亚洲银行与金融》杂志评为“2017年度中国***现金管理银行”、“2017年度中国***贸易融资银行”;获《环球金融》杂志评为“2016年中国***个人银行(外资)”、“2016年***跨境贸易结算银行(外资)”、“2016年***贸易融资银行(外资)”和“2016年***财资与现金管理银行(外资)”。
生于亚洲,长于亚洲!星展中国将更为进取的开拓中国市场业务,积极促进中国和亚洲经济的发展。因此,我们期待并诚意邀请各类优秀人才加入星展中国。如果你有信心,相信中国和亚洲的经济发展动力,愿意投身于银行业,那么请加入我们,共同迎接新市场的机遇和挑战!
dbs. living, breathing asia!星展银行,带动亚洲思维!
中国是星展银行的重点市场之一。星展中国的产品和服务获国内外媒体、官方机构广泛认可,获《亚洲银行与金融》杂志评为“2017年度中国***现金管理银行”、“2017年度中国***贸易融资银行”;获《环球金融》杂志评为“2016年中国***个人银行(外资)”、“2016年***跨境贸易结算银行(外资)”、“2016年***贸易融资银行(外资)”和“2016年***财资与现金管理银行(外资)”。
生于亚洲,长于亚洲!星展中国将更为进取的开拓中国市场业务,积极促进中国和亚洲经济的发展。因此,我们期待并诚意邀请各类优秀人才加入星展中国。如果你有信心,相信中国和亚洲的经济发展动力,愿意投身于银行业,那么请加入我们,共同迎接新市场的机遇和挑战!
dbs. living, breathing asia!星展银行,带动亚洲思维!
联系方式
- Email:shanghaihr@dbs.com
- 公司地址:陆家嘴环路1318号星展银行大厦