上海 [切换城市] 上海招聘上海银行招聘上海风险控制招聘

Operational Risk Management(Alyst-Snr Assoc, CBG)

星展银行(中国)有限公司上海分行

  • 公司规模:500-1000人
  • 公司性质:外资(非欧美)
  • 公司行业:银行

职位信息

  • 发布日期:2019-05-16
  • 工作地点:上海
  • 招聘人数:若干人
  • 工作经验:5-7年经验
  • 学历要求:本科
  • 职位类别:风险控制

职位描述

Job Responsibilities:

  • To assist VP CBG Business Process and Operational Risk Management in enhancing the ability of Consumer Banking Group (CBG) to identify, assess, monitor, manage and report operational risks through a systematic framework and methodology for operational risk management that is in line with bank risk governance set out by Risk Management Group (RMG) and regional ORM function.
  • Ensure ORM policies/tools are applied consistently and timely across CBG departments. Where relevant, develop unit specific requirements to operationalize group policies/standards. 
  • Analyse results of the ORM tools and ensure timely and accurate reporting of key information - exceptions/trends, issues and action plans
  • Maintain updated database for tracking of progress of issues/action plans
  • Ensure smooth co-ordination of initiatives to promote risk and control awareness.
  • Ensure smooth co-ordination of self-inspection task to meet internal & external requirement
  • Ensure CBG’s business continuity management rating is Green.
  • Ensure that ORM plan/tools are applied consistently and timely across CBG departments, including control guidelines and procedures that are in line with RMG’s operational risk governance framework and corporate policies/standards.
  • Analyse results of the ORM tools and ensure timely and accurate reporting of key information – exceptions/trends, issues and action plans
  • Facilitate timely completion of Risk Control Self-Assessment within CBG for identifying and assessing risk.
  • Develop, collate, analyse, track and report CBG Unit-specific Key Risk Indicators (KRIs) that supplement the firm-wide KRIs, ensuring action plans are established to address issues.
  • Conduct review of new product approval process and outsourcing risk arrangement which either originate from CBG departments or have an impact on CBG.
  • Ensure that post-implementation review is properly completed for new product launching and outsourcing arrangement sign-offs.
  • Review risk event reporting and management, and co-ordinating regulatory self-inspections within CBG.
  • Analyse and report CBG’s operational risk profile to unit management periodically, with proposed action plans to address issues.
  • Escalate significant issues to unit management/ RMG.
  • Track progress of issues/action plans arising from control self-assessment, risk events, KRI, regulatory inspections or other inspections/sources and alert management of potential/actual past due issues.
  • Ensure CBG’s business continuity readiness. Perform as CBG BCP manager, to be responsible for all routine BCP related issues, including yearly BCP update, exercise handling as well as year-end attestation.
  • Enhance awareness of operational risk and control including briefings and sharing of best practices.  
  • Ensure completion of mandatory training by all CBG staff.
  • Perform as Anti-Money Laundering Champion to facilitate the implementation of AML policy, inspection and other activity.
  • Perform as User Developed/Managed Application (UDMA) coordinator to conduct review existing UDMA inventory list and facilitate application.
  • Assistant CBG UORM for Regulatory inspection and reporting
  • Ensure effective governance on key legislations of AML/CDD and FATCA/CRS
  • Perform monthly CBG GLAO to ensure no Financial break unclaimed.

Job Requirements:

  • At least 4-6 years experience in consumer banking, operation management / risk control related exposure is preferred. In-depth knowledge of banking business operations, processes, products and services.
  • Bachelor or above degree holder
  • Strong interpersonal and leadership skills
  • Strong communication, influencing, presentation and project management skills
  • Excellent planning, organizing and analytical skill along with good judgment
  • Strong self-motivation and ability to work independently and under pressure
  • Excellent in both written and spoken English and Mandarin
  • Good project management skills in planning
  • Strong problem solving and analytical skills
  • Proficiency in MS Office software
  • Knowledge in legal/compliance knowledge will be an advantage

职能类别: 风险控制

公司介绍

星展银行(中国)有限公司(星展中国)是亚洲领先的金融机构星展银行的子公司。星展银行前身为新加坡发展银行,于1993在北京设立驻华办事处,并于2007年5月成为在中国本土注册外资法人银行,是新加坡银行中的***家,也是外资银行中首批之一。自此,星展中国分支行网络和业务高速发展,目前共有12家分行和23家支行,员工人数有1900余人。星展中国的业务重点为企业银行以及财富管理。

    中国是星展银行的重点市场之一。星展中国的产品和服务获国内外媒体、官方机构广泛认可,获《亚洲银行与金融》杂志评为“2017年度中国***现金管理银行”、“2017年度中国***贸易融资银行”;获《环球金融》杂志评为“2016年中国***个人银行(外资)”、“2016年***跨境贸易结算银行(外资)”、“2016年***贸易融资银行(外资)”和“2016年***财资与现金管理银行(外资)”。

生于亚洲,长于亚洲!星展中国将更为进取的开拓中国市场业务,积极促进中国和亚洲经济的发展。因此,我们期待并诚意邀请各类优秀人才加入星展中国。如果你有信心,相信中国和亚洲的经济发展动力,愿意投身于银行业,那么请加入我们,共同迎接新市场的机遇和挑战!

dbs. living, breathing asia!星展银行,带动亚洲思维!

联系方式

  • Email:shanghaihr@dbs.com
  • 公司地址:陆家嘴环路1318号星展银行大厦