上海 [切换城市] 上海招聘上海律师/法务/合规招聘上海合规主管/专员招聘

Compliance Specialist

瑞银企业管理(中国)有限公司

  • 公司规模:500-1000人
  • 公司性质:外资(欧美)
  • 公司行业:银行

职位信息

  • 发布日期:2019-01-16
  • 工作地点:上海-浦东新区
  • 招聘人数:1人
  • 工作经验:无工作经验
  • 学历要求:本科
  • 职位类别:合规主管/专员

职位描述

This position is hiring for UBS Futures.


Your role:


Are you risk averse? Do you know how to maintain independence and objectivity? We are looking for someone like that who can:

– act as a compliance and operational risk control subject-matter expert for futures, supporting them in managing risk

– perform second-line-of-defense activities in relation to consequential risks

– ensure risk frameworks are designed well and operating effectively

– deliver independent risk assessment and reports that shed light on our risk profile

– provide business management with controls, tools, training, frameworks , information and insights required to manage risk

 



Your team :

 

You’ll be working in the compliance team in UBS Futures Co., Ltd (UBSF)located in Shanghai. We perform the compliance and risk control for the UBSF and work closely with UBSS and regional. As the UBSF is regulated by CSRC and PBOC, we follow and implement the CSRC and PBOC regulation rules.



Your experience and skills :

 

You have:

– a degree in bachelor or above;

– experience in risk management, risk control, audit or compliance;

– experience in futures, security or related industry.


You are:

– analytic, with the ability to provide practical solutions for minimizing risk;

– result-oriented and assertive;

– eager to learn and work with challenges;

– fluent in English.

职能类别: 合规主管/专员

公司介绍

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world. We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?

Together. That’s how we do things. We offer talented people around the world a supportive, stimulating and diverse working environment. We’ll value your passion and commitment. And reward your performance.

联系方式

  • 公司地址:38/F, Citi Building, No.33 Huayuan Shiqiao Road (邮编:200000)