上海招聘

Position Overview

To supplement the existing legal and compliance team in Shanghai. Whilst there will be particular focus on the legal and compliance aspects of Third Bridge’s business in Asia, you will work with the legal team globally.

    Job Responsibilities    

Working with legal team globally and ensuring compliance with applicable securities laws (both domestic and international) and Third Bridge’s internal compliance policies

Integrating internal compliance procedures with client compliance requirements

Responding to day-to-day legal and compliance queries from research teams

Assistance with reviewing and approving materials published by Third Bridge

Delivering compliance training to employees at regular intervals

Other legal and compliance related tasks, as required

Researching specific areas of law of relevance to the business as and when needed.

    Qualifications     

Legal Degree level qualification (or equivalent)

Legal and/or compliance 2+ years related work experience is preferred.

Good logical thinking from a legal perspective

Excellent written and verbal communication skills in both English and Chinese; Experience of working in an English speaking country is a plus.

Ability to identify risks and implement avoidance strategies

Well-organized and self-motivated.

    Working Relationships    

You will be required to develop relationships across the organisation and will work closely with individuals at all levels, including members in global legal team and Third Bridge’s management team.

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