青岛招聘

About Standard Chartered 

We are an international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.  

 

To us, good performance is about much more than turning a profit.  It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good. 

 

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.

 

The Role Responsibilities

Business

 

·    As per financial crime case investigation decision, STR filing to China’s FIU.

·    Analysis and assess any potential risk in SAR filing process.

·    Keep track of and provide advice to relevant stakeholders on the interpretation and application of regulatory expectations, laws, best practices and policies related to FCC.

Processes

·    Develop, keep up to date and recommend for approval by the relevant Risk Committee, appropriate policies/processes/DOIs to address financial crime risks, aligning with relevant regulatory requirements.

·     Providing governance and oversight over the implementation of FCC-related policies and procedures in [Globa/Region/Country/Business] to ensure compliance with such policies and procedures.

·    Provide advice to relevant stakeholders on compliance with Group standards relating to [AML/Sanctions/ABC]

Risk Management

·    Ensure the suitability and quality of case data maintained on enterprise case management systems.

·    Understand technical aspects of systems relevant to CDD, Client Risk Assessments, Name and Transaction Screening, AML Monitoring and Case Management .

·    Apply Group and FCC policies and processes (AML surveillance, client screening, risk assessment) to manage risks.

·    Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations.

·    Assess risks arising from products / segments / geographies / customers / transactions.

·    Advise relevant stakeholders on outcomes of [AML/Sanctions/ABC] risks identification and assessment methodologies.

·    Conduct a root cause analysis on the control/other failures to ensure lessons are learned across the bank.

·    Provide intelligence inputs to support calibration of bank’s Risk Methodologies (including aggregate client risk, product risk and country risk assessments).

Governance

·    Propose control improvements, enhancements and simplifications where appropriate.

·    Support all control checks undertaken by FCC under the Operational Risk Framework (ORF).

·    Collate, analyse and interpret data in reports to senior management and relevant governance/risk committees.

·    Analyse and interpret data to produce reports that help the bank identify and manage emerging areas of risk / vulnerability and thus drive remediation action within the FCC function

Regulatory & Business Conduct

• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Achieve the outcomes set out in the Bank’s Conduct Principles: Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

• Support relevant stakeholders to respond to regulatory request.

Key Stakeholders

·    In-Country Business

·    Regional FCC Control

Other Responsibilities

·    Understand, acknowledge and comply with the requirements on individual accountabilities and responsibilities of the job set out in applicable local laws and regulations as well as SCB internal policies

·    Effectively ensure and intensify internal controls by keeping abreast with developments of applicable local laws and regulations on accountabilities；

·    Perform job duties with diligence, contribute to efforts as an individual or as a team member so as to avoid any actual or potential legal sanctions, regulatory penalties, material financial loss, or adverse reputational impact on the Bank；

·    Be responsible for failure to follow relevant rules and processes, failure to properly perform the responsibilities, and implement corrections；

·    Cooperate with any investigations or reviews on regulatory failure such as accountability review.

Apply now to join the Bank for those with big career ambitions. 

 

To view information on our benefits including our flexible working please visit our career pages. We welcome conversations on flexible working.

  
  渣打是一家领先的国际银行集团，业务网络遍及全球59个最有活力的市场，为来自142个市场的客户提供服务。渣打网络与“一带一路”沿线市场的重合度超过75%。渣打的使命是利用独特的多样性促进商业繁荣和增进人类福祉。渣打的文化传承和企业价值都在品牌承诺-- “一心做好，始终如一（here for good）”中得到充分体现。
  
  渣打集团有限公司在伦敦及香港的交易所上市。
  
  作为扎根中国历史最悠久的国际性银行之一，渣打从1858年在上海设立***分行开始，在华业务从未间断。2007年4月，渣打银行（中国）有限公司成为第一批本地法人化的国际银行。目前，渣打中国的营业网点已覆盖近30个沿海和内陆城市，充分显示了渣打对中国市场的长远承诺。
  
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