南京招聘

Department: SME
部门： 中小企业部
Location: Shanghai
工作地点： 上海

Scope of Roles:
? Assist VCGM / Support Unit Head and BORM in coordinating, driving and directing effective compliance and

operational risk management at the VC / Support Unit level.

? Implement controls within the VC / Support Unit to meet all regulatory and internal requirements.

? 1st line of defence for operational risk management. Ensure proper functioning of day-to-day controls,

periodic monitoring activities and timely resolution of risk issues.

? Ensure money laundering related requirements is incorporated into procedures.

? Cascade money laundering related information to VC / Support Unit staff.

? Act as the trainer on money laundering training, where appropriate.

? Assist VCGM/Support Unit Head in compliance monitoring on money laundering related requirements.

Key Responsibilities/Challenges:

? To be the source of reference within the VC / Support Unit in facilitating and promoting the understanding of

OR and compliance requirements.

? Lead and support implementation of OR initiatives for the VC / Support Unit.

? Proactively communicate with the VCGM / Support Unit Head and BORM on operational risk issues. Escalate

significant events to VCGM /Support Unit Head /BORM /Business Head as appropriate.

? Coordinate and consolidate operational risk and loss reporting of the VC /Support Unit for the reporting to

the BORG, BORM and VCGM /Support Unit Head. Ensure data accuracy and completeness.

? Design and implement control measures and monitoring plans for compliance and operational risk management.

Ensure effectiveness of controls for compliance monitoring and risk management. This should include and not

limit to defining and documenting both the controls and the monitoring plans used by VC / Support Unit in its

management of the risks identified in those CRM matrix spreadsheets and Optial.

? Undertake and/or coordinate periodic business monitoring (self-assessment) activities within the VC / Support

Unit and escalate findings and or breaches to VCGM / Support Unit Head and BORM, when they occur.

? Ensure risks and issues identified are resolved in an appropriate and timely manner.

? Assist BORM in the implementation of OR framework or other relevant OR initiatives.

? Act as the Unit Money Laundering Prevention Officer (UMLPO) to ensure appropriate internal controls and

procedures for money laundering prevention are in place and functioning as intended. Where appropriate, assist

in the investigation of financial crime risks.

? Ensure money laundering prevention requirements are incorporated into procedures and communicated to VC /

Support Unit staff.

? Vet and assist in the investigation of suspicious transaction reports originating from VC / Support Unit staff.

? Conduct compliance monitoring on money laundering prevention requirements through the KCS procedure; report

exceptions through Business MLPO to Country MLPO and ensure remedial steps are promptly taken.

? Report any issues related to money laundering prevention arising within the VC / Support Unit to VCGM /

Support Unit Head, Business MLPO and Country MLPO.

? Assist in liaising and managing visits and inspections by internal/external auditors and regulators.

? Identify gaps and arrange training on anti money laundering, compliance and OR for staff.

Selection Criteria:

? Relevant banking experience and university qualification (those with law & compliance background will be an

advantage)

? Experience in credit or risk function, or Corporate lending business is also an advantage

? Sound knowledge of banking controls particularly relating to corporate clients

? Knowledge of operational risk and control principles and practices.

? Ability to respond to changes in ORM environment.

? Able to work under pressure when required.? Strong negotiation, communication and presentation skill

Please send your resume to: ( recruitment.china@sc.com ), with the position and location in subject.
To apply, visit www.standardchartered.com/careers

请将简历发送至：( recruitment.china@sc.com )，并在邮件主题中注明您所应聘的职位名称及地区。
想了解更多渣打银行的职位信息，请登录：www.standardchartered.com/careers

  
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