南京招聘

Department: SME
部门：中小企业部

Location: Shanghai

工作地点：上海


Scope of Role:

- Accountable to Region/Country GM to drive a 3-year project through planning, implementation

readiness, resources, training, set-up.

- Daily management of compliance execution teams and work with matrix team to ensure successful

execution & completion according to project timeline and quality deliverables.

- Identify, resolve, escalate any emerging issues that could impact meeting the objectives of 100%

compliance and zero overdue.

- The job holder may be responsible for 1 high-volume country or for several low-to-medium volume

countries in a region.

- This role will be transitioned into a BAU role after the 1st year.

Key Responsibilities/Challenges:
Planning and Design

- Expert knowledge on AML/CDD Procedures and the global standardized operating models produced by

Group team. Maintain proactive liaison with local CDD advisor and Group Project contact to obtain

clarifications

- Full understanding of tech solutions relevant to the E2E procedures, identify any gaps and design

process to supplement

- Supplement process to synchronize with other processes e.g. BAU system update, trigger-based

reviews.

- Balance compliance and customer centric solutions when design call scripts, confirmation letters,

contact models.

- Adapt the global process documentation into local to meet local regulatory requirements and operational

nuances. Ensure local sign-offs are obtained.

- Build, obtain buy-in, maintain ongoing communications and manage stakeholder expectations with the

country/function champions and cross-functional team members such as through chairing the country

Project Working Committee meetings

- Put together Implementation plan(s) within the timeline and quality framework produced by Group team.

Implementation

–Ensure regular reporting of project progress to GM, Regional and Group programme offices.

–Track and ensure project-level milestones are on time and within budget

–Provide status reports, articulate progress, achievement and risks in strict adherence to reporting

requirements

–Make judgements early and escalate issues to management to ensure risks are identified early and

resolved

–Recruitment and training of the compliance execution teams

–Set up – premises, PC, equipments, user access

–Pass Readiness and Quality Certification before full launch

Day-to-Day Management

- Manage compliance execution teams in country(ies). The team sizes can reach 20.

- Make sure that data is updated and consistent across all banking systems by ensuring reconciliation

procedures involving other units such as Operations are performed e.g. customer static data update,

directors information update.

- Integrate new compliance requirements as they occur such as FATCA, CISADA to minimize needs of

multiple efforts by bank staff or customer contacts.

- Oversight all exceptional case handling that emerge during the review process

- As the house expert in SME AML/CDD periodic review procedures to advise RM/Sales support when

they encounter questions

Quality and Monitoring

- Timely submission of weekly/monthly MIS reporting on completion % and quality

- Quarterly quality certification in conjunction with local AML/CDD and Ops Risks experts

- Reconciliation of completed cases against Master Tracker

Selection Criteria:
- University degree or above; and with solid banking compliance experience preferable

- Must have at least medium-size project implementation success record

- Management record of leading team sizes up to 20 in day-to-day management

- Expert knowledge of AML/CDD policies through attending advance CDD / AML training

- Excellent communication and multicultural awareness and sensitivity

- Strong technical expertise in project management and process design

- Ability to identify risks in the project, come up with recommendation for solutions and result-oriented

- Worked in matrix / virtual teams environment is a plus.

- Experience in WB or SME process/systems design/implementation will be an advantage

- Exercise care in protecting confidential customer data

- Excellent PC literacy


Please send your resume to: recruitment.china@sc.com, with the position and location in subject.
To apply, visitstandardchartered.com/careers

请将简历发送至： recruitment.china@sc.com，并在邮件主题中注明您所应聘的职位名称及地区。
想了解更多渣打银行的职位信息，请登录：standardchartered.com/careers

  
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