Compliance Officer
法国兴业银行(中国)有限公司
- 公司规模:500-1000人
- 公司性质:外资(欧美)
- 公司行业:银行
职位信息
- 发布日期:2019-01-11
- 工作地点:北京-朝阳区
- 招聘人数:若干人
- 工作经验:5-7年经验
- 学历要求:本科
- 职位类别:合规主管/专员
职位描述
1. Circulating regulation and coordinating survey and inquiries mainly from CBIRC channels
2. Input and timely update the above items in system & SharePoint
3. Preparation of internal regular report on regulatory updates to Regional, the Board and Committees
4. System input and monitoring on all regulatory comments/recommendation via the relevant system
5. Regulator on-site inspection/visit support
6. Daily communication with CBIRC BJ for the tasks in charge
7. Compliance training delivery
8. Compliance policy update
9. Performing some routine Compliance risk controls
10. Compliance Alert preparation and coordination
11. Audit report filing
12. BBA Judicial Assistance inquiry
13. Wemax support from Compliance perspective
14. BCP coordinator for the Compliance Dept.
15. Admin works for the Compliance Dept., such as regular/ad-hoc Compliance meeting support, permission control for Compliance Share Drive and SharePoint, etc. 16. Backup of CBIRC routine reports
17. Backup of regulatory applications and filing, including applying for regulatory license to senior management person
18. Backup of reporting quality related works owned by Compliance
19. Other Compliance related works assigned
任职要求:
1. Bachelor’s degree or above in Business, Finance or Law
2. At least 5 years work experiences in foreign bank, and at least 3 years in Compliance;
3. Familiar with local CBRC/SAFE/ PBOC rules & regulations and relevant compliance policies;
4. Sound knowledge of banking products / services;
5. Independent, self-motivated and detail-focused; able to work under pressure
6. Good command of verbal and written English and excellent communication skills
7. Literate in MS applications, WORD, EXCEL, PowerPoint, Etc.
职能类别: 合规主管/专员
公司介绍
SG Group is pursuing a profitable growth policy based on the selective development of its core activities (Retail banking & Financial Services, Global Investment Management & Services, Corporate & Investment Banking)through a combination of organic growth and acquisitions, and is drawing on a strong capacity for innovation geared towards satisfying its customers.
Continuing its growth and globalization strategy, the Société Générale group gathers nearly 151,000 employees, working in 82 countries. SG recognizes and promotes all talented people, regardless of their native country, their sex, their culture and their profile. Our employees' professional development is a priority and we have strong policies of career management, mobility and training in the whole Group, to be adapted to the needs of our different business lines and of our employees.
联系方式
- 公司地址:地址:span北京市朝阳区新源南路8号启皓北京西塔15层