佛山招聘

职位描述：
Job Description

The QC (Quality Control) is an important role within the Managed Services and work closely with SMC (Subject Matter Coach) to ensure the CDD analysts have created updated and maintained customers’ Know Your Customer (KYC) profiles in compliance with Line of Business (LOB) procedures and AML policies at on-boarding, periodic reviews and trigger review stage; assess AML / Terrorist Financing and overall client risks of new and existing customers.

Roles and Responsibilities

- Carry out QC activities including checks & monthly reporting, monitoring and analysis of repeated errors, prevention of potential errors, and assuring high quality of work in CDD review process
- Review CDD cases are properly handled and fully comply with the Clients AML/CDD Procedures and local requirements for AML/CDD control
- Engage with CDD Ops team and stakeholders to make sure they understand the AML/CDD requirements
- Ensure CDD documents fulfil Clients AML/CDD Procedures and local requirements for proper AML/CDD control
- Perform root cause analysis of errors, QC findings and other AML/CDD Metrics
- Provide support in launching of new systems and guidelines; including process input and training of CDD executives and related parties
- Conduct training and provide subject matter expertise in understanding AML/CDD process and procedures
- Design learning solutions / tips based on results, QC findings, complex cases studies, and other AML/CDD Metrics

Requirements

- A Bachelor’s degree or with equivalent industry / functional experience, with minimum of 4 years’ experience in reviewing customer profile to ensure they meet the AML/Sanctions / KYC requirements
- Experience of working with screening tools such as World-check, LexisNexis, etc.
- Computer literate and ability to work on basic applications like MS Excel, MS word and Lotus Notes
- Good communication skills in both English and Chinese (Cantonese and / or Mandarin)
- Ability to learn quickly and adapt to evolving and changing priorities
- Is self-motivated, pragmatic – sense of urgency is a must 举报 分享

我们是一家定位高的第三方理财顾问公司，20年前在香港创办（现在团队有50多人）；05年到北京设中国总部（现在团队有25人）。
我们定位高，要求每一个客户都赚钱，在北京凝聚了20位股票比赛得奖的民间高手，为300位中高端客户操盘，09年北京已成为北京城最大最规范的股票私募。2010年广州、佛山分公司，与青岛分公司陆续开业，复制北京成功的模式。2011年武汉、成都分店也相继开幕。2011年我们会邀请创投基金入股，为我们未来5年的扩充计划，储备更好的运作资金。
我们的理想，为中国最有钱的1000位客户理财，每个客户都赚钱，长期为这批尊贵的客户来服务。
我们要求高素质员工，优秀的在几年之后可晋升为合伙人。我们采取低固定工薪，高绩效的待遇方式，有能力的能享受高收入待遇，没能力的，过不了三个月试用期。