东莞招聘

PRIMARY JOB OBJECTIVES
1. To assist Head of Compliance in monitoring compliance related matters and in communicating and liaising with regulators: CBRC, PBOC and SAFE.

MAIN JOB DUTIES & RESPONSIBILITIES
1. Assist in monitoring Anti-Money Laundering:
Assist in implementation of the bank’s anti-money laundering policy on CDD and KYC as well as CDD review including review schedule and review processing. Help AML training and recognizing of suspicions and large transactions, support confirming on TMS checking and CNAPS transaction checking.

2. Assist in Internal/External reports:
Help preparing compliance internal/external reports including monthly reports and quarterly reports, update reports list on periodic basis and also keep track on announcements on local CBRC website on daily basis.

3. Document Management:
Responsible for the bank’s record retention program, including hardcopies and softcopies filling. Responsible for new policy circulation rolling out and complement.

4. Compliance Training & Compliance Manual:
Assist the Chief Compliance Officer in carrying out various compliance trainings, and developing and revising related training documents. Make record of each training.

5. Assist in monitoring insider trading and conflicts of interest:
Assist the Chief Compliance Officer in monitoring insider trading transaction investigation including the insider designation letter to new staff, quarterly review of all staff, as well as in monitoring conflicts of interest, eg: internal name clearance requests.

6. Others:
Assist the Chief Compliance Officer in acting as regulators’ coordinator, ensure that all the reports to regulators’ inquiries and requests are taken care of and well filed.

Requirements：
Education / Professional Qualifications :
1. University graduate in legal and/or accounting disciplines
Other Skills required :
(e.g. Product knowledge, Language ability, PC skills, Personal attributes etc)
1. Sound knowledge of company and securities laws, banking ordinance and regulations and other finance related disciplines
2. Good written and communication skills in English and Chinese
3. Well organized, detail oriented and flexible
4. Good interpersonal, influencing and negotiating skills
5. Teamwork sprits
6. Able to work under pressure and independently