东莞招聘

POSITION REFERENCE NUMBER
1209-2

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POSITION CATEGORY
Banking

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SUB-CATEGORY
Banking / Finance

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POSITION TYPE
Full Time

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LOCATION
Shanghai, China

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POSITION TITLE
Compliance Manager

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POSITION SUMMARY
Our Client is a famous bank over the world.

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POSITION RESPONSIBILITIES

1. Regarding all regulatory issues from the local authorities such as CBRC, PBOC and SAFE pertaining to Shanghai's banking license
2. Advise and assist branch management and department heads of the branch in the developing and implementing appropriate policies, controls and procedures to comply with the regulatory requirements.
3. Conduct checks of the bank's processes and compliance procedures to ensure compliance. Report exceptions and/or violations, if any, to the General Manager.
4. Develop and maintain relations with relevant authorities.
5. In respect of all applicable Group Compliance
6. Advise branch management and department heads of relevant rules and requirements.
7. Monitors adherence to Group and Merchant Banking compliance policies and procedures.
8. Coordinate compliance issues with Merchant Banking Compliance.
9. Act as the Anti-Money Laundering/terrorist financing (AML/CFT) and Suspicious transaction reporting officer for Shanghai branch to ensure compliance with both local and Group requirements and to take charge of all matters connected with AML/CFT generally.
10. Develop and maintain a compliance training program for management and staff. Provide, coordinate or recommend specific training.
11. Serve as a member of the local New Product Committee to advise and ensure that local department managers have appropriate and adequate procedures to comply with both local and Group compliance requirements.
12. Prepare and project lead preparations for new applications and filings with CBRC / SAFE / NDRC etc.
13. Risk Control. Responsibility to handle Operational Risk issues in the Branch, ensure incident reporting, setting and following up and reporting on Key Risk Indicators, co-ordinate ORSA (Operational Risk Self Assessment) and RTSA (Rogue Trading Controls Self Assessment) sessions and follow up on implementations.
14. The work description may change from time to time due to circumstances.

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POSITION REQUIREMENTS

• A minimum of 6 years plus experience in financial industry
• Preference is for strong operational background
• Excellent communicator both in Oral and Written forms;
• Bilingual (English/ Mandarin)
• Must demonstrate a strong work ethic and team player
  Should display a stable employment record

WANTED - RECRUITMENT RESEARCHERS/TALENT FINDERS

Who we are:
Consult Group is a leading, Asia focused, recruitment consultancy with offices in UK, Shanghai, Beijing, Hong Kong, Singapore, Jakarta and Sydney.
What we do:
We specialize in delivering Executive Search and Recruitment services to multinational clients, placing senior national staff in leadership positions across the Asia Pacific region.

What we need:
Due to expansion, we are currently seeking highly driven individuals to act as Recruitment Researchers/Talent Finders to help our clients recruit top caliber executives for their organizations. Working as a Recruitment Researcher/Talent Finder, located in either Shanghai or Beijing, (we have vacancies in both locations) the role encompasses working as part of a dedicated team comprising both Consultants and Researchers who are responsible for finding, evaluating and short listing candidates to fill exciting employment opportunities with our established client base.

What we want:
We are looking for ambitious individuals who are capable of delivering a high quality service to multinational clients. Applicants should be educated to degree level. Experience within recruitment, telesales or market research would be advantageous. A proven track record of ambition and achievement, self-confidence and good business acumen are essential.
If you have a strong and confident personality, are a fast learner and good people skills and have the desire and the ability to develop and grow, we would very much like to hear from you.

What we give:
Competitive salaries will be offered and success related commissions are offered, as is the opportunity to work in a dynamic and exciting business environment. Excellent career paths are available.

What we want you do to:
If you think you have what it takes to succeed in this role then please apply by email, attaching your resume in MS Word format to:
For Beijing based positions: consultbj@consultcareer.com.cn
For Shanghai based positions: resume@consultcareer.com.cn

What you should also know:
Consult Group is an equal opportunities employer. Only qualified candidates shall be contacted. Additional information about Consult Group can be found at http://www.consultgroup.net