FCC & RC Manager
汇丰人寿保险有限公司
- 公司规模:150-500人
- 公司性质:外资(欧美)
- 公司行业:保险
职位信息
- 发布日期:2015-04-05
- 工作地点:广州
- 招聘人数:若干
- 工作经验:5-7年
- 学历要求:本科
- 语言要求:英语熟练
- 职位月薪:面议
- 职位类别:审计经理/主管 合规经理
职位描述
Job Description - Financial Crime Compliance & Regulatory Compliance Manager, HSBC Life Insurance Guangdong Branch (Preparatory) (00005W8C)
Job Description
Financial Crime Compliance & Regulatory Compliance Manager, HSBC Life Insurance Guangdong Branch (Preparatory) : 00005W8C
Description
Financial Crime Compliance & Regulatory Compliance Manager, HSBC Life Insurance Guangdong Branch (Preparatory)
(No. of Vacancy: 1; Location: Guangzhou)
We see a future with so much to offer. Do you?
Around the world, growth is bringing new prosperity; businesses are pioneering new trade routes; and new centres of wealth and influence are emerging. At HSBC, we’re inspired by the ways the world is changing for our business and for our customers. That’s why we’re looking to connect with the best and the brightest people from across the globe. With so much to offer, we’re ideally placed to help you realise your ambitions.
HSBC Life Insurance Company Limited
Headquartered in Shanghai, HSBC Life Insurance Company Limited was established in August 2009. It is a 50-50 joint venture between HSBC Insurance (Asia) Limited and The National Trust Ltd. With a registered capital of RMB1025 million, the Company serves affluent and high-net-worth customers in Shanghai and Beijing through HSBC and Hang Seng bank's distribution channels. The Company offers comprehensive insurance services covering protection, retirement, children’s education, legacy planning and wealth growth to individuals and families.
We are currently seeking an experienced professional to join this team in the role of Financial Crime Compliance & Regulatory Compliance Manager, HSBC Life Insurance Guangdong Branch (Preparatory).
In this role, you will:
- Maintain and implement an effective FCC & RC system in Guangdong Branch Office and its sub-branch offices to ensure Group, Head Office and local regulator’s requirements are met.
- Provide compliance advice and sound solutions/guidance to support local business team in their responsibility for complying with applicable laws, relevant rules and regulations, and HO policies and procedure.
- Maintain and implement an effective compliance risk assessment and monitoring system in Guangdong Branch and its sub-branch offices.
- Liaise and foster good relations with local regulators.
- To provide coordination supports to Risk Management and Internal Audit, for distributing requirements, collecting information, and program execution.
Qualifications
To be successful in the role, you should meet the following requirements:
Experience
- Working experience as compliance staff at life insurance company
- Exposure to demanding operational environments to gain insight into the most effective compliance management applications
- Working across all levels of the organization to understand cross-functional linkages and interdependencies, as well as the implications of compliance at both a strategic level and at the business unit level.
- Experience of leading and coordinating a sizeable team.
Skills
- Demonstrated board-based business knowledge and the regulatory requirements of the insurance industry and securities laws & regulations in China, which helps to determine solutions around appropriate compliance measures, processes, monitoring and management;
- Excellent communication and interpersonal skills, including the capacity to articulate the case for compliance management in the language of business;
- Understand and interpret complex business requirements, and ability to apply entrepreneurial and commercial thinking to make robust/tough recommendation which may be contrary to the business wishes
- Ability to form effective relationships and achieve influence at the most middle level in the organization, and to drive changes;
- Demonstrated ability to assess Compliance trends, both internally and externally;
- Proven ability to prioritize competing demands;
- Leadership and management ability.
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within and inclusive and diverse environment. Personal data held by the Company relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by HSBC Life Insurance Company Limited
Job Field : Legal & Compliance
Primary Location : Asia Pacific-China-Guangdong-Guangzhou
Schedule : Full-time Shift : Day Job
Type of Vacancy : Country vacancy
Job Description
Financial Crime Compliance & Regulatory Compliance Manager, HSBC Life Insurance Guangdong Branch (Preparatory) : 00005W8C
Description
Financial Crime Compliance & Regulatory Compliance Manager, HSBC Life Insurance Guangdong Branch (Preparatory)
(No. of Vacancy: 1; Location: Guangzhou)
We see a future with so much to offer. Do you?
Around the world, growth is bringing new prosperity; businesses are pioneering new trade routes; and new centres of wealth and influence are emerging. At HSBC, we’re inspired by the ways the world is changing for our business and for our customers. That’s why we’re looking to connect with the best and the brightest people from across the globe. With so much to offer, we’re ideally placed to help you realise your ambitions.
HSBC Life Insurance Company Limited
Headquartered in Shanghai, HSBC Life Insurance Company Limited was established in August 2009. It is a 50-50 joint venture between HSBC Insurance (Asia) Limited and The National Trust Ltd. With a registered capital of RMB1025 million, the Company serves affluent and high-net-worth customers in Shanghai and Beijing through HSBC and Hang Seng bank's distribution channels. The Company offers comprehensive insurance services covering protection, retirement, children’s education, legacy planning and wealth growth to individuals and families.
We are currently seeking an experienced professional to join this team in the role of Financial Crime Compliance & Regulatory Compliance Manager, HSBC Life Insurance Guangdong Branch (Preparatory).
In this role, you will:
- Maintain and implement an effective FCC & RC system in Guangdong Branch Office and its sub-branch offices to ensure Group, Head Office and local regulator’s requirements are met.
- Provide compliance advice and sound solutions/guidance to support local business team in their responsibility for complying with applicable laws, relevant rules and regulations, and HO policies and procedure.
- Maintain and implement an effective compliance risk assessment and monitoring system in Guangdong Branch and its sub-branch offices.
- Liaise and foster good relations with local regulators.
- To provide coordination supports to Risk Management and Internal Audit, for distributing requirements, collecting information, and program execution.
Qualifications
To be successful in the role, you should meet the following requirements:
Experience
- Working experience as compliance staff at life insurance company
- Exposure to demanding operational environments to gain insight into the most effective compliance management applications
- Working across all levels of the organization to understand cross-functional linkages and interdependencies, as well as the implications of compliance at both a strategic level and at the business unit level.
- Experience of leading and coordinating a sizeable team.
Skills
- Demonstrated board-based business knowledge and the regulatory requirements of the insurance industry and securities laws & regulations in China, which helps to determine solutions around appropriate compliance measures, processes, monitoring and management;
- Excellent communication and interpersonal skills, including the capacity to articulate the case for compliance management in the language of business;
- Understand and interpret complex business requirements, and ability to apply entrepreneurial and commercial thinking to make robust/tough recommendation which may be contrary to the business wishes
- Ability to form effective relationships and achieve influence at the most middle level in the organization, and to drive changes;
- Demonstrated ability to assess Compliance trends, both internally and externally;
- Proven ability to prioritize competing demands;
- Leadership and management ability.
You’ll achieve more when you join HSBC.
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within and inclusive and diverse environment. Personal data held by the Company relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by HSBC Life Insurance Company Limited
Job Field : Legal & Compliance
Primary Location : Asia Pacific-China-Guangdong-Guangzhou
Schedule : Full-time Shift : Day Job
Type of Vacancy : Country vacancy
公司介绍
汇丰人寿保险有限公司由汇丰保险(亚洲)有限公司和国民信托有限公司合资成立,双方各占50%股权,公司注册资本为10.25亿元人民币,总部设于上海。汇丰人寿为客户提供全面的保险服务,覆盖保障、退休养老、子女教育、财富增值与传承。
汇丰私人财富规划,通过创新科技数字解决方案,智能赋能移动数字工具,随时随地为个人及家庭,提供定制财富规划和保障服务。
我们通过:
“汇丰人寿”提供保障相关产品及财富规划服务
“汇丰金融科技”提供数字科技赋能
“汇丰汇选”APP提供一站式财富科技服务
HSBC Life Insurance currently utilizes AJINGA, a third party recruitment management system, to process job applications. Please watch out for emails, SMS, and/or WeChat messages from AJINGA. Note that AJINGA will only send notices from the following email, and will not ask you to provide any personal data by responding to the message directly.
E-mail: hsbcrecruiting@mail.ajinga.com
汇丰私人财富规划,通过创新科技数字解决方案,智能赋能移动数字工具,随时随地为个人及家庭,提供定制财富规划和保障服务。
我们通过:
“汇丰人寿”提供保障相关产品及财富规划服务
“汇丰金融科技”提供数字科技赋能
“汇丰汇选”APP提供一站式财富科技服务
HSBC Life Insurance currently utilizes AJINGA, a third party recruitment management system, to process job applications. Please watch out for emails, SMS, and/or WeChat messages from AJINGA. Note that AJINGA will only send notices from the following email, and will not ask you to provide any personal data by responding to the message directly.
E-mail: hsbcrecruiting@mail.ajinga.com
联系方式
- Email:hsbcrecruiting@mail.ajinga.com
- 公司地址:浦东新区世纪大道8号汇丰银行大楼18楼, 21楼2101及2115单元 (邮编:200120)