上海招聘Senior Regulatory Compliance Risk Assurance Manage

Senior Regulatory Compliance Risk Assurance Manage

汇丰人寿保险有限公司

公司规模：150-500人
公司性质：外资(欧美)
公司行业：保险

职位信息

发布日期：2019-10-30
工作地点：上海-浦东新区
招聘人数：1人
工作经验：无工作经验
学历要求：招1人
语言要求：不限
职位类别：其他

职位描述

In this role, you will:

Utilizing SME knowledge in the compliance monitoring and testing, risk assurance, risk environment to support the business, and identifying and make decisions on how to implement changes that mitigate risks that may result in the first and second Lines of Defence (1 & 2LoD) performing their role more effectively
Supporting the design and maintenance of the monitoring methodology, standards, processes and procedures (and training thereof) for the Global RC Risk Assurance (RCRA) function and overseeing the development and maintenance of effective tools and technology to support the activity
Providing risk response capability to address emerging and ad hoc high risk events, global thematic risk priorities and supporting regional teams by helping complete RCRA work, in order to meet internal and regulatory expectations
Working closely with the System, Control and Analytics team (SCA), to help develop our predictive analytics capability, as well as leverage SCA in response to risk response events
Carrying out thorough preparation and high-quality reviews of First Line of Defence (1LoD) controls
Fostering a close working relationship with key stakeholders, including the Compliance teams, Monitoring Teams, COOs and other senior management in the business, including keeping abreast of key business, regulatory and industry developments and any changes to procedures and practices
Contributing to the preparation of compliance risk assessments, drawing on the experience and knowledge of the RC team and with the active participation of senior managers in the Business
Contributing to the preparation of monitoring plans and reviews for applicable business lines in sites
Contributing to the preparation of consolidated MI on the results of monitoring for senior managers in the Business
Contributing to the provision of education and support to monitoring specialists in risk assessments, planning and conducting reviews
Preparing reports to inform key stakeholders of the outcome of monitoring and review work, including rating findings and assigning owners/actions

Qualifications To be successful in the role, you should meet the following requirements:

Experience

Minimum of 8 years proven relevant working experience as compliance, legal, audit or risk management staff at life insurance company
Exposure to demanding operational environments to gain insight into the most effective compliance management applications
Working across all levels of the organization to understand cross-functional linkages and interdependencies, as well as the implications of compliance at both a strategic level and at the business unit level.? Experience of leading and coordinating a sizeable team.

Skills

Demonstrated board-based business knowledge and the regulatory requirements of the insurance industry and securities laws & regulations in China, which helps to determine solutions around appropriate compliance measures, processes, risk assurance and management;
Excellent communication both oral and written English and interpersonal skills, including the capacity to articulate the case for compliance management in the language of business;
Proven organizational, planning, interpersonal, managerial, analytical, problem-solving, decision-making, and team building skills.
Ability to form effective relationships and achieve influence at the most middle level in the organization, and to drive changes;
Demonstrated ability to assess Compliance trends, both internally and externally;
Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines;
Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments timely;
Ability to work with and also to lead different cultural groups and build consensus.

职能类别：其他

公司介绍

汇丰人寿保险有限公司由汇丰保险（亚洲）有限公司和国民信托有限公司合资成立，双方各占50%股权，公司注册资本为10.25亿元人民币，总部设于上海。汇丰人寿为客户提供全面的保险服务，覆盖保障、退休养老、子女教育、财富增值与传承。

汇丰私人财富规划，通过创新科技数字解决方案，智能赋能移动数字工具，随时随地为个人及家庭，提供定制财富规划和保障服务。

我们通过：
“汇丰人寿”提供保障相关产品及财富规划服务
“汇丰金融科技”提供数字科技赋能
“汇丰汇选”APP提供一站式财富科技服务

HSBC Life Insurance currently utilizes AJINGA, a third party recruitment management system, to process job applications. Please watch out for emails, SMS, and/or WeChat messages from AJINGA. Note that AJINGA will only send notices from the following email, and will not ask you to provide any personal data by responding to the message directly.

E-mail: hsbcrecruiting@mail.ajinga.com

联系方式