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MARK Compliance Advisor

法国兴业银行(中国)有限公司

  • 公司规模:500-1000人
  • 公司性质:外资(欧美)
  • 公司行业:银行

职位信息

  • 发布日期:2019-08-14
  • 工作地点:上海-浦东新区
  • 招聘人数:若干人
  • 工作经验:10年以上经验
  • 学历要求:本科
  • 职位类别:风险控制

职位描述

Job Summary:

Dedicated compliance coverage of global market activities in China, including but not limited to compliance advisory, monitoring and project coordination.


Main Responsibilities:

1. MARK relevant regulation interpretation and compliance advisory 

2. MARK related business qualification / license application, product filling & project coordination

3. MARK new products review and suitability assessment

4. MARK compliance risk surveillance

5. MARK related operational procedures review and validation where applicable

6. MARK related regulation and internal rules’ training 

7. Window contact to industry association / exchanges (CFETS, NAFMII, etc), regional / group Compliance & BLs related to MARK activities

8. Other compliance related works / assignments 


Ideal Candidate Profiles:

1. Bachelor degree or above in Business, Finance or Law

2. At least 10 years experiences in banking industry

3. Minimum 5 years in Compliance Department of reputable foreign bank in China, incl 2-3 years in global market compliance area;

4. Thorough knowledge and understanding of local CBRC/SAFE/ PBOC rules & regulations and relevant compliance policies related to global market activities; 

5. Sound knowledge of global market products / services and cross-border activities;

6. Independent, able to work under pressure and multi-tasks at same time, detailed-focused and 

7. self-motivated, solution-driven and strong sense of responsibility / ownership

8. Fluent in both verbal and written English and excellent communication skills;

9. Literate in MS applications, WORD, EXCEL, Powerpoint, etc

10. Good working relationship with local regulators, CBRC, PBOC, SAFE, etc

职能类别:风险控制

公司介绍

SG Group was founded in 1864, it is one of the leading financial services groups in the Euro zone with 144 year-experience in Banking area and the10th largest French company by market cap. (EUR 46,2 bn).

SG Group is pursuing a profitable growth policy based on the selective development of its core activities (Retail banking & Financial Services, Global Investment Management & Services, Corporate & Investment Banking)through a combination of organic growth and acquisitions, and is drawing on a strong capacity for innovation geared towards satisfying its customers.

Continuing its growth and globalization strategy, the Société Générale group gathers nearly 151,000 employees, working in 82 countries. SG recognizes and promotes all talented people, regardless of their native country, their sex, their culture and their profile. Our employees' professional development is a priority and we have strong policies of career management, mobility and training in the whole Group, to be adapted to the needs of our different business lines and of our employees.

联系方式

  • 公司地址:地址:span北京市朝阳区新源南路8号启皓北京西塔15层