北京招聘

RESPONSIBILITIES

• Responsible to track and coordinate the implementation of key regulatory requirements end-to-end including:
• Coordinating with relevant parties to complete the gap analysis of new/revised regulations
• Coordinating the implementation plan schedule
• Tracking the implementation status of the implementation
• Validating the revision of relevant policies and procedures
• Reporting implementation status to local management for update and escalation
• Work with regional Regulatory Change team on updates of regulatory changes and to provide updates to regional Compliance, where needed, including but not limited to compliance risks and issues relating to new/revised regulatory implementation
• Support in providing advisory on impact of regulatory changes to Compliance policies
• Support in providing compliance advisory on general firm-wide policies such as consecutive leave, complaints handling, and personal account dealing, and assist in linking up with regional Compliance for subject matter expert advisories and determination
• Interface with the internal Compliance teams, Legal, Risk and other LOBs/ functions to achieve compliance and Business objectives
• Assist in China Compliance responses to firm's requests compliance-related matters such as Risk and Control Self-Assessment, Compliance Risk Assessment, and individual licensing requirements.
• Other relevant areas of Compliance work as assigned

JOB REQUIREMENTS

• Bachelor Degree or above
• A minimum of 2-3 years relevant experience in a Financial Services, Regulatory, Legal or Audit environment. Candidates with markets business experience are preferred.
• Proficient in both verbal and written Chinese and English
• Ability to prioritize multiple tasks and bring tasks to completion within established timeframes
• Have a demonstrated ability to deliver accurate and high quality work product. Clear and concise verbal and written communication
• Able to deliver quality compliance risk analysis; solutions provider to enable business within the confines of compliance and regulatory risks
• Able to communicate in difficult/sensitive situations and create consensus without compromising compliance independency

J. P. Morgan is a leading global financial services firm. We are committed to deliver the best financial services solutions through our lines of business: Investment Bank, Asset Management and Treasury and Securities Services. Today, we serve one of the largest client franchises in the world, including many of the most prominent corporate, institutional and government clients. J. P. Morgan is part of JPMorgan Chase & Co., a leading global financial services firm with assets of over $2.0 trillion and operations in more than 60 countries.