Compliance Officer
摩根大通银行(中国)有限公司
- 公司规模:150-500人
- 公司性质:外资(欧美)
- 公司行业:金融/投资/证券
职位信息
- 发布日期:2019-03-01
- 工作地点:上海-浦东新区
- 招聘人数:若干人
- 工作经验:无工作经验
- 学历要求:招若干人
- 语言要求:不限
- 职位类别:其他
职位描述
RESPONSIBILITIES
Interface with the internal Compliance teams, Legal, Risk and other LOBs/ functions where needed to achieve the objective of regulatory implementation
Coordinate, project manage and prioritize regulation identification, translation and distribution to relevant teams
Ensure consistency in the interpretations as they are added to the relevant themes / books and help produce and distribute to relevant teams
Scope would include all regulation ingestion programs across regulators and JPM China projects
Ensure that all relevant regulations are included in thematic reviews / books to minimize competing conclusions in key areas
Help standardize the thematic review / books formats to be most useful for distribution both on and offshore
Coordinate with individual project management teams to ensure that regulatory interpretation is aligned with committed milestones and help update compliance scorecards
Hand over and transition completed regulatory implementation to the respective regulatory management teams
Other relevant areas of Compliance work as assigned
JOB REQUIREMENTS
Bachelor Degree or above
A minimum of 7 years relevant experience in a Financial Services, Regulatory, Legal or Audit environment. The experience in custody and funds service is mandatory required.
Proficient in both verbal and written Chinese and English
Ability to prioritize multiple tasks and bring tasks to completion within established timeframes
Have a demonstrated ability to deliver accurate and high quality work product. Clear and concise verbal and written communication
Able to deliver quality compliance risk analysis; solutions provider to enable business within the confines of compliance and regulatory risks
Able to communicate in difficult/sensitive situations and create consensus without compromising compliance independency
职能类别: 其他
公司介绍
联系方式
- Email:adwaith.naimpally@jpmchase.com
- 公司地址:地址:span上海