北京 [切换城市] 北京招聘

Compliance Officer

摩根大通银行(中国)有限公司

  • 公司规模:150-500人
  • 公司性质:外资(欧美)
  • 公司行业:金融/投资/证券

职位信息

  • 发布日期:2019-03-01
  • 工作地点:上海-浦东新区
  • 招聘人数:若干人
  • 工作经验:无工作经验
  • 学历要求:招若干人
  • 语言要求:不限
  • 职位类别:其他

职位描述

RESPONSIBILITIES

  • Interface with the internal Compliance teams, Legal, Risk and other LOBs/ functions where needed to achieve the objective of regulatory implementation

  • Coordinate, project manage and prioritize regulation identification, translation and distribution to relevant teams

  • Ensure consistency in the interpretations as they are added to the relevant themes / books and help produce and distribute to relevant teams

  • Scope would include all regulation ingestion programs across regulators and JPM China projects

  • Ensure that all relevant regulations are included in thematic reviews / books to minimize competing conclusions in key areas

  • Help standardize the thematic review / books formats to be most useful for distribution both on and offshore

  • Coordinate with individual project management teams to ensure that regulatory interpretation is aligned with committed milestones and help update compliance scorecards

  • Hand over and transition completed regulatory implementation to the respective regulatory management teams

  • Other relevant areas of Compliance work as assigned

JOB REQUIREMENTS 

  • Bachelor Degree or above

  • A minimum of 7 years relevant experience in a Financial Services, Regulatory, Legal or Audit environment. The experience in custody and funds service is mandatory required.

  • Proficient in both verbal and written Chinese and English

  • Ability to prioritize multiple tasks and bring tasks to completion within established timeframes

  • Have a demonstrated ability to deliver accurate and high quality work product. Clear and concise verbal and written communication

  • Able to deliver quality compliance risk analysis; solutions provider to enable business within the confines of compliance and regulatory risks

  • Able to communicate in difficult/sensitive situations and create consensus without compromising compliance independency


职能类别: 其他

公司介绍

J. P. Morgan is a leading global financial services firm. We are committed to deliver the best financial services solutions through our lines of business: Investment Bank, Asset Management and Treasury and Securities Services. Today, we serve one of the largest client franchises in the world, including many of the most prominent corporate, institutional and government clients. J. P. Morgan is part of JPMorgan Chase & Co., a leading global financial services firm with assets of over $2.0 trillion and operations in more than 60 countries.

联系方式

  • Email:adwaith.naimpally@jpmchase.com
  • 公司地址:地址:span上海