北京招聘

• Embedding the regional best practice governance model in the location while ensuring local regulatory requirements/expectations are met
• Managing the effectiveness of the local governance model and Standard Operating Procedures
• Participating actively in the operating and management committee meetings, as needed
• Presenting a holistic, aggregated view of all aspects of controls over operational risk across China
• Identifying emerging control issues and driving remediation/change, where required
• Ensuring timely escalation of issues to the operating/management committees and other relevant governing bodies such as local forums (i.e. business control forums) and boards
• Understanding business and process changes and ensuring execution in a timely manner in support of the location
• Participating in local/regional management control forums including regional programs (Outsourcing, New Business Approval, etc.)
• Ensuring operational risk control and regulatory matters are included in location governance, that issues are logged, remediated and closed in accordance with corporate guidance
• Implementing an engagement model for the China Control function, consistent with strategic priorities/global engagements models
• Partnering with the business and Functional Control Officers to ensure the local Controls agenda is clearly understood to facilitate its delivery
• Engaging with local Compliance to ensure local requirements and issues are fully understood and escalated within the local and regional governance agenda

• Providing a bridge across lines of business, corporate functions, risk, compliance and audit to form an end to end view on controls
• Identifying and assessing potential systemic control gaps and/or emerging risks
• Conducting periodic operational risk control cross location reviews to identify gaps/inconsistencies
• Monitoring control gaps and remediation, ensuring satisfactory resolution of issues is recorded in governance forums and corporate systems (e.g. FORCE) and that remedial actions are fully embedded
• Undertaking proactive monitoring, challenging and horizon scanning, internally and externally across the control landscape to promote continuous improvement in control design and execution
• Diagnosing and benchmarking capabilities and good control practices and ensuring exporting of these practices across businesses/functions
• Ensuring adequate understanding of issues, maintaining a look ahead across the location for operational risk control impacts
• Identifying issues for prioritisation and review at the location and legal entity level
• Driving and analyzing overall location RCSA assessment
• Supporting and/or executing the roll out of global/regional control initiatives in the location, e.g. outsourcing, AML, cross border, OLO etc., while ensuring country specific requirements are met
• Leading location driven control initiatives, designing and implementing location level controls
• Managing location level internal and external audits, including pre-audit readiness review and coordination of audit requests

• Ensuring operational risk regulatory matters are included in location governance and that issues are remediated and closed in accordance with corporate guidance
• Partnering with local Compliance to ensure regulatory matters are managed and escalated in accordance with global and local protocols
• Managing cross-business regulatory exams/reviews/submissions/audits, both ad hoc and periodic, in partnership with Compliance
• Reviewing materials provided to regulators, coordinating FORCE input of issues and actions, including ownership assignment, and tracking actions until completion. Leading the execution of remedial actions where needed
• Facilitating KEYS / local mini-KEYS where necessary

• Providing transparency on operational risk issues and controls to Senior Country Management and legal entity boards, including chairing/leading control related discussions
• Measuring, monitoring and reporting on the effectiveness of the regional location programme via governance, the provision and analysis of consolidated location MIS and reports (including operational risk control reviews)
• Adherence to policy, best practices, and location landscape reporting and location health assessments
• Engaging with Control Officers and Corporate Operational Risk (COR) to ensure RCSAs action plans and RED events are treated in accordance with policy across the location

• Partnering with regional and location peers to ensure consistency in the controls agenda
• Engaging in relevant industry forums where appropriate
• Ensuring key stakeholders oversee the implementation of policy and control enhancements
• Providing feedback on lessons learned and reviews
• Proactively promoting risk aware behavior across the location, including sharing of issues/findings and best practices across location peers
• Acting as SME on location specific operational risk and control matters

• Fluency in written and spoken Chinese and English
• 10+ years’ work experience in financial services
• A good understanding of Corporate & Investment Banking products and markets
• Highly motivated, energetic self-starter who takes ownership
• Good organizational skills - manages & prioritizes multiple tasks across different time horizons within deadlines
• Strong leadership experience with experience of leading a team
• Investigative mindset, able to see issues at both a high-level and in detail, and understand applicability across the business
• A good understanding of controls and how to apply them to different processes and businesses
• Strong analytical, problem solving & process re-engineering skills
• Excellent Excel, Word, PowerPoint skills
• Excellent verbal and written communication skills
• Strong team player with excellent partnering and influencing skill
• Previous experience in a Controls role

J. P. Morgan is a leading global financial services firm. We are committed to deliver the best financial services solutions through our lines of business: Investment Bank, Asset Management and Treasury and Securities Services. Today, we serve one of the largest client franchises in the world, including many of the most prominent corporate, institutional and government clients. J. P. Morgan is part of JPMorgan Chase & Co., a leading global financial services firm with assets of over $2.0 trillion and operations in more than 60 countries.