北京招聘

    

  

Do you want to take the challenging role of being a Compliance Officer providing compliance advisory and support to WFOB’s wealth management business in China? Do you want to closely work with internal clients/ stakeholders?

  

  

You will:

  

?Act as the L&C contact point for WM and maintain close connection with the Business;

  

?Provide compliance support and practical advice to the Business. Liaise with various business partners in the Bank as well as regulatory agencies and external law firms and to handle requests from business partners accordingly;

  

?Analyze new products and services, transactions and/or client business structures and formulate and deliver compliance advice accordingly with the view to enabling business while minimizing risks and protecting the Bank's reputation;

  

?Provide Compliance advice on sales and product distribution;

  

?Handle AML/KYC issues in relation to WM with the support from the Bank's AML Compliance Officer;

  

?Handle regulatory requests and enquiries, including regular or ad hoc inspections. Provide inputs from WM Compliance Perspective for regulatory reports/surveys; support entity-wide regulatory management.

  

?Attend various management/committee meetings to represent WM Compliance and provide compliance inputs;

  

?Closely monitor the development of regulatory requirements. Conduct impact analysis and timely advise the Business and other support functions. Coordinate the implementation of workflows and controls in accordance with the regulatory requirements;

  

?Participate in the development of annual Compliance Plan including Compliance risk assessment, Compliance testing and Compliance training;

  

?Review the Bank’s policies, procedures and operational guideline regularly from a WM Compliance perspective

  

?Participate in the development of Compliance policies and procedures, Code of Conducts and other Compliance guidelines of the Bank. Assess the effectiveness of the Bank’s Compliance management framework and provide guidance to staff.

  

  

You have:

  

?7+ years of compliance experience, ideally in wealth management in China

  

?Strong academic and professional record in China and/or abroad

  

?Knowledge of banking & investment products with emphasis on Chinese regulatory requirements and cross border issues

  

?Strong communication skills

  

?Intellectual curiosity, willingness to learn and grow

  

?Willingness and ability to work as a true team player

  

?Solutions-oriented with "can do" attitude and prepared to roll up the sleeves, when required

  

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world. We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?

Together. That’s how we do things. We offer talented people around the world a supportive, stimulating and diverse working environment. We’ll value your passion and commitment. And reward your performance.