北京招聘

职位描述：

Scope of Role:

Take in charge of the DN related control & process, review compliance with both internal policies and external regulations and ensure all time audit readiness, manage high quality of control implementation and reinforcement, early issue detection and rectification

Responsibilities/Challenges:

· As interface for DN, work with CEPG, BORM and WM P&P to design, fine-tune and revise DOI and other control mechanism in accordance with internal policies and external regulations
· Work with CEPG and Branch Operation on all CST and branch risk self assessment
· Monitor and feedback control implementation in branches and BDE team, conduct self assessment of policy & implementation risks and recommend enhancements to mitigate
· Take lead of conduct advocacy in DN, coordinate with Conduct Team on education, surveillance & local disciplinary process and results on the ground
· Joint work with CEPG and WM P&P on mystery program execution, covering both branches and BDE.
· Take lead on all audits countrywide within DN, early involvement with subject audited branches on audit progress, and raise early flag to DN Head and related department heads on any early potential high risk issues, conduct fact finding and coordinate acute and factual response to audit enquiries
· To lead, enforce and keep track timely completion of all corrective actions as requested with regard to all examinations of branch control & conduct, stemmed from both IA and Regulators
· To safeguard high compliance and control standards as required in the Distribution Network Ecosystem
· To provide supports, advice and supports to first line managers in addressing compliance and control issues, in a bid to catalyze enhancement of compliance sense and judgment quality

Selection Criteria:
·University graduate with 8-10 years of solid experience in operation control, compliance, process management position of bank and/or other retailers in China
·Thorough understanding of retail bank businesses and branch operation model
·Strong organizational and administrative skills
·Strong ability to work under tight deadline and high pressure, particularly in terms of process reinforcement, issue rectification
·A caring people manager who can engage the team to also work under pressure and tight deadline
·Strong communications/presentation and stakeholders management skills to work with people from different functions, background and levels
·Self-starter with ability to multi-task and strong leadership skill in leading the direct reports as well as key stakeholders
· Excellent command of English & Mandarin

举报 分享

  
  渣打是一家领先的国际银行集团，业务网络遍及全球59个最有活力的市场，为来自142个市场的客户提供服务。渣打网络与“一带一路”沿线市场的重合度超过75%。渣打的使命是利用独特的多样性促进商业繁荣和增进人类福祉。渣打的文化传承和企业价值都在品牌承诺-- “一心做好，始终如一（here for good）”中得到充分体现。
  
  渣打集团有限公司在伦敦及香港的交易所上市。
  
  作为扎根中国历史最悠久的国际性银行之一，渣打从1858年在上海设立***分行开始，在华业务从未间断。2007年4月，渣打银行（中国）有限公司成为第一批本地法人化的国际银行。目前，渣打中国的营业网点已覆盖近30个沿海和内陆城市，充分显示了渣打对中国市场的长远承诺。
  
  2021年，渣打银行赢得来自政府、行业机构和媒体颁发的诸多奖项和荣誉，包括： “一带一路”绿色投资原则能力建设领袖奖、广东省金融创新奖三等奖、债券通优秀做市商、CIPS跨境支付结算卓越参与者、《澎湃》年度外资银行、《华尔街见闻》年度卓越外资银行、《彭博商业周刊》年度银行卓越大奖、《21世纪经济报道》卓越大湾区银行、《金融界》杰出风险控制管理奖、《经济观察报》年度卓越零售银行、《界面》年度臻善企业、财富管理获《证券时报》ESG实践天玑奖、《贸易金融》***供应链金融银行、《亚洲银行家》中国***顾客忠诚度项目/应用奖、The Assets***交易银行、***流动资金管理银行、“国际金融论坛”全球绿色金融创新奖、“中国企业社会责任国际论坛”金蜜蜂企业、智联招聘中国年度优选雇主等。